Sun, Sea & Unauthorised Absence

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26 Jun 2018

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The sun is shining, the holiday season is upon us and schools are closing for the end of term break. A mixture of sunshine and many children out of school needing to be cared for often result in an increase in people wanting to take time off work around this time. The majority of annual leave requests will already have been managed, but what happens when time off is taken or requested by employees and hasn’t been authorised?

Below are some key tips on how to handle some of the most common absence scenarios: When the employee does not turn up to work and does not provide an explanation.
  • Make every effort to contact the employee to ascertain the reasons for their absence.
  • If the employee claims to be unfit for work, remind them of the sickness absence reporting procedures and ask that they are complied with.
  • If you are unable to contact the employee, try instead their next of kin in order to try and satisfy yourself of the employee’s wellbeing.
  • If you are unable to make contact or if the next of kin confirms the employee’s wellbeing, you should next write to the employee. Confirm in this letter that you have had no explanation as to the reason for their absence, remind them of the sickness absence reporting procedures and ask that they contact you urgently to explain the reasons for their absence.
  • Investigate the circumstances around the employee’s absence on their return to work.
  • If appropriate, pursue disciplinary action in line with the company’s disciplinary procedures.
When the employee takes a suspicious period of sickness absence, for example where it occurs at a time in respect of which the employee has previously submitted a request for annual leave which was refused.
  • Ensure that the employee complies with the sickness absence reporting procedures including submission of a fit note where applicable.
  • Hold a return to work meeting with the employee at which the circumstances around their sickness absence are discussed. This may be documented and will double up as an investigation meeting at which the employee’s feedback to the suspicions is sought.
  • Where there is a medical certificate from a doctor then, in the absence of any other compelling evidence to the contrary it will be difficult to prove that an employee’s period of sickness absence was not genuine. Otherwise, you may be able to pursue disciplinary action in line with the company’s disciplinary procedures.
  • In all circumstances, keep a file note of these absences so that if a pattern starts to emerge it can be recognised and dealt with accordingly. A pattern may provide the compelling evidence required to deal with this as a disciplinary matter on a future occasion.
The employee requests time off to care for a dependant.
  • There is a statutory right to time off for dependants leave. However, the entitlement is to a reasonable amount of time off to deal with an emergency situation and make longer-term arrangements.
  • Discuss the circumstances with the employee to ascertain if they amount to an “emergency”. This may include caring for a child when they fall suddenly ill or where there has been an unexpected interruption to a child’s care arrangements. It is unlikely to include pre-planned absences to attend an appointment with a dependant for example.
  • You should also try and ascertain how long the employee intends to be off work for. Whether this amounts to a “reasonable” amount of time off will depend on the circumstances.
  • Unless the employee’s contract or company policy documentation states otherwise there is no need to pay the employee for the time off.
  • If the time off requested is not reasonable and/or is not in respect of an emergency situation it should not be dealt with as time off for dependants. Consider instead whether some other form of leave could be appropriate to the circumstances such as compassionate or annual leave for example.
Advice should, of course, be sought at each stage in dealing with these matters. Please call our employment advice helplines to speak with an advisor who will be more than happy to discuss individual circumstances with you.

Talk to an Expert

For more information about the absences for employees, contact Croner’s expert HR team on 0808 145 3379.

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